Legal risk in the financial markets by roger mccormick 2006 oxford uk oxford university press pp ix 297 the use of information and communication technologies globalization and the liberalization of financial markets have all gone hand in hand with increasingly complex financial innovations. The coverage of the need for legal risk mitigation in the financial services sector is comprehensive this book is a must read for those grappling with implementation of practical and balanced risk mitigation in the financial services sector it should be read by all legal practitioners and compliance officers in the sector. Legal risk in the financial markets by roger mccormick 2006 oxford uk oxford university press pp legal risk in the financial markets the guide also helps employers reduce their legal risk on areas covered by the disability discrimination act. Introduction why legal risk is important a short history risk and capital legal risk in the london market the global context the lawmaker the regulator and current preoccupations market and regulatory failure the initial impact of the crisis on financial markets legal and regulatory responses to the crisis in the uk
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